I-13.2.2, r. 5 - Regulation respecting the supervisory information of authorized deposit institutions

Section 1 Disposition versions

2020-06-11

1. For the purposes of section 32.11 of the Deposit Institutions and Deposit Protection Act (chapter I-13.2.2) and in addition to the information protected under the professional secrecy of an advocate or notary, by litigation privilege or by a communication restriction provided for by the rules governing the law of evidence, in favour of an authorized deposit institution and communicated by the authorized deposit institution to the Autorité des marchés financiers, such information and the following information, held by an authorized deposit institution in relation to the supervision of the authorized deposit institution by the Autorité des marchés financiers, is confidential information:

(1)  any risk profile assessment rating assigned to the authorized deposit institution, when the rating is established by the Autorité des marchés financiers or a third person based on information obtained from the Autorité des marchés financiers;

(2)  any intervention stage rating assigned to the authorized deposit institution under a framework of the Autorité des marchés financiers for the supervision of financial institutions;

(3)  any instruction, order or recommendation, or any report produced by the Autorité des marchés financiers with regard to the authorized deposit institution;

(4)  any report, including a self-assessment, produced by the authorized deposit institution at the request of the Autorité des marchés financiers;

(5)  any correspondence exchanged between the Autorité des marchés financiers and the directors or officers of the authorized deposit institution with regard to the information referred to in this section.

M.O. 2020-14, s. 1.

Not in force

In force: 2020-06-11

1. For the purposes of section 32.11 of the Deposit Institutions and Deposit Protection Act (chapter I-13.2.2) and in addition to the information protected under the professional secrecy of an advocate or notary, by litigation privilege or by a communication restriction provided for by the rules governing the law of evidence, in favour of an authorized deposit institution and communicated by the authorized deposit institution to the Autorité des marchés financiers, such information and the following information, held by an authorized deposit institution in relation to the supervision of the authorized deposit institution by the Autorité des marchés financiers, is confidential information:

(1)  any risk profile assessment rating assigned to the authorized deposit institution, when the rating is established by the Autorité des marchés financiers or a third person based on information obtained from the Autorité des marchés financiers;

(2)  any intervention stage rating assigned to the authorized deposit institution under a framework of the Autorité des marchés financiers for the supervision of financial institutions;

(3)  any instruction, order or recommendation, or any report produced by the Autorité des marchés financiers with regard to the authorized deposit institution;

(4)  any report, including a self-assessment, produced by the authorized deposit institution at the request of the Autorité des marchés financiers;

(5)  any correspondence exchanged between the Autorité des marchés financiers and the directors or officers of the authorized deposit institution with regard to the information referred to in this section.

M.O. 2020-14, s. 1.